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10. Intrusion Prevention and Application Control

NSE4 study notes: Intrusion Prevention and Application Control

FortinetNSE4Notes
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Oct 2026

IPS

  • IPS components include:
    • IPS signature databases
    • Protocol decoders
    • IPS engine

List of IPS Signatures

  • Create new IPS sensors and view a list of predefined sensors
  • Security Profiles -> Intrusion Prevention

Configuring IPS Sensors

  • Add individual signatures
  • Add groups of signatures using filters
  • Security Profiles -> Intrusion Prevention -> Create New

Configuring IPS Sensors - Rate-Based Signatures

  • Add rate-based signatures to block traffic when the threshold is exceeded during a time period

Study diagram

IPS Sensor Inspection Sequence

  • New entries are placed at the bottom of the liste
  • Filters and signatures are processed in sequence
    • Place the most common ones at the top
  • What if there is a ton of false positives?
    • We can set a specific signature to 'Monitor'

Configuring IP Exemptions

  • Only configurable under individual IPS signatures
  • Security Profiles -> Intrusion Prevention
    • Double-click Exempt IPs column
    • Specify source / destination

IPS Actions

  • Security Profiles -> Intrusion Prevention
  • Packet logging copies the packets for later analysis
    • Requires extensive resources
  • Actions include
    • Allow, Monitor, Block, Reset, Default, Quarantine

Enabling Botnet Protection

  • Security Profiles -> Intrusion Prevention
  • There is a row labeled Botnet C&C
    • Disable, Block, Monitor
    • Botnet database from FortiGuard included with valid IPS license

Applying IPS Inspection

  • Policy & Objects -> Firewall Policy
    • Enable IPS
    • Set deep-inspection for encrypted protocols
    • Log all security events

IPS Logging

  • Log & Report -> Security Events -> Intrusion Prevention

Troubleshoot IPS High-CPU Usage

  • CLI command to troubleshoot high CPU use by IPS engines
diagnose test application ipsmonitor <Integer>

1: Displays IPS engine information
2: Toggle IPS engine enable/disable status

5: Toggle bypass status

99: Restart all IPS engines and monitor

IPS Fail Open

  • Fail open is triggered when the IPS socket buffer is full and new packets can't be added for inspection
config ips global
	set fail-open < enable | disable >
	...
end
  • IPS fail open entry log: Study diagram

  • When troubleshooting IPS fail-open events, try to identify a pattern

    • Has the traffic volume increased recently?
    • Does fail open trigger at specific times during the day?
  • Create IPS profiles specifically for the traffic type

    • An IPS sensor configured to protect Windows servers doesn't need Linux signatures
    • Disable IPS on internal-to-internal policies

Application Control

  • Uses the IPS engine in flow-based scan
  • Detects and acts on network application traffic
  • Appropriate for detecting peer-to-peer (P2P) applications

Peer-to-Peer Architecture

  • Peer-to-peer (P2P) download
    • One client
    • Many servers
    • Dynamic port numbers
    • Optionally, dynamic encryption
    • Hard to block with traditional firewalls
      • Requires more sophisticated scanning

Application Control - Hierarchical Structure

  • Application control signatures are organized in a hierarchical structure
    • The parent signature takes precedence over the child signature

Study diagram

List of Application Signatures

  • Security Profiles -> Application Control
    • View Application Signatures

Filters Actions

  • Security Profiles -> Application Control
    • Monitor, Allow, Block, Quarantine
      • Quarantine is block but with an expiration time for blocking
    • Monitor is better for initial, then fine tune to a different action

Configuring Additional Options

  • Security Profiles -> Application Control
  • Enable Network Protocol Enforcement
    • Create new -> enforce protocols run over specified ports
  • Block applications detected on non-default ports
  • Allow and log DNS traffic
  • Replacement messages for HTTP-based applications

HTTP Block Page

  • Application control HTTP block page
  • Customize replacement message in System -> Replacement Messages
  • Gives diagnostics on what was blocked and its categories
    • Application, category, URL, policy

Scanning Order

  • Security Profiles -> Application Control
  • The IPS engine identifies the application
  • The application control profile scans for matches in this order:
    • Application and Filter Overrides
    • Categories

Study diagram

Order of Scan and Blocking Behavior (Scenario 1)

  • Security Profiles -> Application Control

Study diagram

  • We have category blocks on games and video/audio

  • We have application / filter overrides doing:

    • Allow battle.net and dailymotion
    • block excessive-bandwidth
  • So, the games are allowed. Web filtering can block further down line, though. Application control happens before web filtering.

Order of Scan and Blocking Behavior (Scenario 2)

Study diagram

  • In this example, Dailymotion is now blocked because it is in the excessive-bandwidth category, which is hit first in the override

Applying an Application Control Profile

  • You must apply the application control profile on a firewall policy to scan the passing traffic

  • Enable logging for security events or all sessions to log application control events

  • Enable the application control, enable deep-inspection, enable logging

Monitoring Application Control Logging

  • Log & Report -> Security Events -> Application Control

Troubleshoot Traffic Matching Application Control Profile

  • Apply application control only to the traffic that requires it, and enable logging

  • Review the logs and modify the configuration according to observations

  • Dashboard -> FortiView Applications

  • Click on a hit and click 'Drill Down'

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